Goethe in Hollywood and L.A. as Hell: Doctor Faustus by Thomas Mann

The Farewell of the Sonata Form by Professor Kretschmar - Theodor Wissengrund Adorno -  Beethoven's Piano Sonata No. 32 in C minor, Op. 111


What did he talk about? Well, the man was capable of spending a whole hour on the question: Why did Beethoven not write a third movement to the Piano Sonata Opus 111? It is without doubt a matter worth discussing. But think of it in the light of the posters outside the hall of Activities for the Common Weal, or inserted in the Kaisersaschern Railway Journal, and ask yourself the amount of public interest it could arouse. People positively did not want to know why Op. 111 has only two movements. We who were present at the explanation had indeed an uncommonly enriching evening, and this although the sonata under discussion was to that date entirely unknown to us. Still it was precisely through these lectures that we got to know it, and as a matter of fact very much in detail;



for Kretschmar played it to us on the inferior cottage piano that was all he could command, a grand piano not being granted him. He played it capitally de­spite the rumbling noise the instrument made; analysing its intellectual content with great impressiveness as he went, describing the circumstances under which it — and two others — were written and expatiating with caustic wit upon the master’s own explanation of the reason why he had not done a third movement corresponding to the first. Beethoven, it seems, had calmly answered this question, put by his famulus, by saying that he had not had time and therefore had somewhat extended the second movement. No time! And he had said it "calmly," to boot.



The contempt for the questioner which lay in such an answer had obviously not been noticed, but it was justified contempt. And now the speaker described Beethoven’s condition in the year 1820, when his hearing, attacked by a resistless ailment, was in progressive decay, and it had already become clear that he could no longer conduct his own works. Kretschmar told us about the rumours that the famous author was quite written out, his productive powers exhausted, himself incapable of larger enterprises,  And then Kretschmar talked about the Sonata in C minor, which indeed it was not easy to see as a well-rounded and intellectually digested work, and which had given his contemporary critics, and his friends as well, a hard aesthetic nut to crack. These friends and admirers, Kretschmar said, simply could not follow the man they revered beyond the height to which at the time of his maturity he had brought the symphony, the piano sonata, and the classical string quartet. In the works of the last period they stood with heavy hearts before a process of dissolution or alienation, of a mounting into an air no longer familiar or safe to meddle with; even before a plus ultra, wherein they had been able to see nothing else than a degeneration of tendencies previously present, an excess of introspection and speculation, an extravagance of minutiae and scientific musicality — applied sometimes to such simple material as the arietta theme of the monstrous movement of variations which forms the second part of this sonata.



The theme of this movement goes through a hundred vicissitudes, a hundred worlds of rhythmic contrasts, at length outgrows itself, and is finally lost in giddy heights that one might call other-worldly or abstract. And in just that very way Beethoven’s art had overgrown itself, risen out of the habitable regions of tradition, even before the startled gaze of human eyes, into spheres of the entirely and utterly and nothing-but personal — an ego painfully isolated in the absolute, isolated too from sense by the loss of his hearing; lonely prince of a realm of spirits, from whom now only a chilling breath issued to terrify his most willing contemporaries, standing as they did aghast at these communications of which only at moments, only by exception, they could understand anything at all. So far, so good, said Kretschmar. And yet again, good or right only conditionally and incompletely.

and busying himself like the old Haydn with writing down Scottish songs. Such reports had continually gained ground, because for several years no work of importance bearing his name had come on the market. But in the late autumn, returning to Vienna from Modling, where he had spent the summer, the master had sat down and written these three compositions for the piano without, so to speak, once looking up from the notes, all in one burst, and gave notice of them to his patron, the Count of Brunswick, to reassure him as to his mental condition.

For one would usually connect with the conception of the merely personal, ideas of limitless subjectivity and of radical harmonic will to expression, in contrast to polyphonic objectivity (Kretschmar was concerned to have us impress upon our minds this distinction between harmonic subjectivity and polyphonic objectivity) and this equation, this contrast, here as altogether in the masterly late works, would simply not apply. As a matter of fact, Beethoven had been far more "subjective," not to say far more "personal," in his middle period than in his last, had been far more bent on taking all the nourishes, formulas, and conventions, of which music is certainly full, and consuming them in the personal expression, melting them into the subjective dynamic.

The relation of the later Beethoven to the conventional, say in the last five piano sonatas, is, despite all the uniqueness and even uncanniness of the formal language, quite different, much more complaisant and easy­going. Untouched, untransformed by the subjective, convention often appeared in the late works, in a baldness, one might say exhaustiveness, an abandonment of self, with an effect more majestic and awful than any reckless plunge into the personal. In these forms, said the speaker, the subjective and the conventional assumed a new relationship, conditioned by death.

At this word Kretschmar stuttered violently; sticking fast at the first sound and executing a sort of machine-gun fire with his tongue on the roof of his mouth, with jaw and chin both quiver­ing, before they settled on the vowel which told us what he meant. But when we had guessed it, it seemed hardly proper to take it out of his mouth and shout it to him, as we sometimes did, in jovial helpfulness. He had to say it himself and he did. Where greatness and death come together, he declared, there arises an objectivity tending to the conventional, which in its majesty leaves the most domineering subjectivity far behind, because therein the merely personal — which had after all been the surmounting of a tradition already brought to its peak — once more outgrew itself, in that it entered into the mythical, the collectively great and supernatural.

He did not ask if we understood that, nor did we ask ourselves. When he gave it as his view that the main point was to hear it, we fully agreed. It was in the light of what he had said, he went on, that the work he was speaking of in particular, Sonata Op. 111, was to be regarded. And then he sat down at the cottage piano and played us the whole composition out of his head, the first and the incredible second movement, shouting his comments into the midst of his playing and in order to make us conscious of the treatment demonstrating here and there in his enthusiasm by singing as well; altogether it made a spectacle partly entrancing, partly funny;

and repeatedly greeted with merriment by his little audience. For as he had a very powerful attack and exaggerated the forte, he had to shriek extra loud to make what he said halfway intelligible and to sing with all the strength of his lungs to emphasize vocally what he played. With his lips he imitated what the hands played. "Tum-tum, tum-tum, tum-tr-r!" he went, as he played the grim and startling first notes of the first movement; he sang in a high falsetto the passages of melodic loveliness by which the ravaged and tempestuous skies of the composition are at intervals brightened as though by faint glimpses of light. At last he laid his hands in his lap, was quiet a moment, and then said: "Here it comes!" and began the variations movement, the "adagio molto semplice e cantabile."

The arietta theme, destined to vicissitudes for which in its idyllic innocence it would seem not to be born, is presented at once, and announced in sixteen bars, reducible to a motif which appears at the end of its first half, like a brief soul-cry — only three notes, a quaver, a semiquaver, and a dotted crotchet to be scanned as, say: "heav-en’s blue, lov-ers’ pain, fare-thee well, on a-time, mead-ow-land" — and that is all. What now happens to this mild utterance, rhythmically,

harmonically, contrapuntally, to this pensive, subdued formulation, with what its master blesses and to what condemns it, into what black nights and dazzling flashes, crystal spheres wherein coldness and heat, repose and ecstasy are one and the same, he flings it down and lifts it up, all that one may well call vast, strange, extravagantly magnificent, without thereby giving it a name, because it is quite truly nameless; and with labouring hands Kretschmar played us all those enormous transformations, singing at the same time with the greatest violence:

"Dim-dada!" and mingling his singing with shouts. "These chains of trills!" he yelled. "These flourishes and cadenzas! Do you hear the conventions that are left in? Here — the language — is no longer — purified of the flourishes — but the flourishes — of the appearance — of their subjective — domination — the appearance — of art is thrown off — at last — art always throws off the appearance of art. Dim-dada! Do listen, how here — the melody is dragged down by the centrifugal weight of chords! It becomes static, monotonous— twice D, three times D, one after the other — the chords do it — dim-dada! Now notice what happens here — "

It was extraordinarily difficult to listen to his shouts and to the highly complicated music both at once. We all tried. We strained, leaning forward, hands between knees, looking by turn at his hands and his mouth. The characteristic of the movement of course is the wide gap between bass and treble, between the right and the left hand, and a moment comes, an utterly extreme situa­tion, when the poor little motif seems to hover alone and forsaken above a giddy yawning abyss

— a procedure of awe-inspiring un-earthliness, to which then succeeds a distressful making-of- itself-small, a start of fear as it were, that such a thing could happen. Much else happens before the end. But when it ends and while it ends, something comes, after so much rage, persistence, obstinacy, extravagance: something entirely unexpected and touching in its mildness and goodness. With the motif passed through many vicissitudes, which takes leave and so doing becomes itself entirely leave-taking, a parting wave and call, with this D G G occurs a slight change, it experiences a small melodic expansion. After an introductory C, it puts a C sharp before the D, so that it no longer scans "heav-en’s blue," "mead-owland," but "O-thou heaven’s blue,"

"Green-est meadowland," "Fare-thee well for aye," and this added C sharp is the most moving, consolatory, pathetically reconciling thing in the world. It is like having one’s hair or cheek stroked, lovingly, understandingly, like a deep and silent farewell look. It blesses the object, the frightfully harried formulation, with overpowering humanity, lies in parting so gently on the hearer’s heart in eternal farewell that the eyes run over. "Now for-get the pain," it says. "Great was — God in us." "Twas all — but a dream," "Friendly — be to me." Then it breaks off. Quick, hard triplets hasten to a conclusion with which any other piece might have ended.

Kretschmar did not return from the piano to his desk. He sat on his revolving stool with his face turned towards us, in the same position as ours, bent over, hands between his knees, and in a few words brought to an end his lecture on why Beethoven had not written a third movement to Op. in. We had only needed, he said, to hear the piece to answer the question ourselves. A third movement? A new approach? A return after this parting — impossible! It had happened that the sonata had come, in the second, enormous movement, to an end, an end without any return.

And when he said "the sonata," he meant not only this one in C minor, but the sonata in general, as a species, as traditional art-form; it itself was here at an end, brought to its end, it had fulfilled its destiny, reached its goal, beyond which there was no going, it cancelled and resolved itself, it took leave — the gesture of farewell of the D G G motif, consoled by the C sharp, was a leave-taking in this sense too, great as the whole piece itself, the farewell of the sonata form.

With this Kretschmar went away, accompanied by thin but prolonged applause, and we went too, not a little reflective, weighed down by all these novelties. Most of us, as usual, as we put on our coats and hats and walked out, hummed bemusedly to ourselves the impression of the evening, the theme-generating motif of the second movement, in its original and its leave-taking form, and for a long time we heard it like an echo from the remoter streets into which the audience dispersed, the quiet night streets of the little town: "Fare — thee well," "fare thee well for aye," "Great was God in us."

Translated by John E. Woods